Regulatory Law, Misconduct & Professional Discipline

Expert Representation at Every Stage

Our team represents both individual professionals and regulatory bodies at every stage of the disciplinary process, from initial investigation through to final hearings and appeals.

We are frequently instructed in:

• Interim order applications
• Investigatory and case management hearings
• Substantive fitness to practise proceedings
• Appeals and judicial reviews

Our barristers combine technical excellence with strategic insight, ensuring that every case is approached with careful preparation, attention to detail, and a clear focus on achieving the best possible outcome.

Strategic Advice from the Outset

Regulatory proceedings often run alongside criminal and civil matters, requiring a coordinated and forward-thinking approach. Our barristers are highly experienced in advising on parallel proceedings, helping clients navigate risk, protect their professional standing, and make informed decisions at every stage.

We place particular emphasis on early intervention, offering clear, practical advice as soon as an allegation arises. This proactive approach can be critical in shaping the direction of a case and minimising potential consequences.

Healthcare Regulation Expertise

Our barristers are regularly instructed in proceedings before major healthcare regulators, including:

• General Medical Council (GMC) (Approved GMC Developmental Counsel Panel)
• Nursing and Midwifery Council (NMC)
• General Dental Council (GDC)
• General Optical Council (GOC)
• General Pharmaceutical Council (GPhC)

We act for both regulators and registrants in complex and sensitive cases, bringing a deep understanding of professional standards, clinical practice, and tribunal procedures.

Financial, Public Sector & Specialist Regulation

Beyond healthcare, our team has significant experience acting in misconduct and regulatory proceedings involving:

• Financial Conduct Authority (FCA)
• Police services
• Fire services
• Teaching professionals
• Sporting and governing bodies

We are equally adept at presenting cases on behalf of regulators and defending professionals, providing robust, balanced advocacy in matters that often carry serious reputational and career consequences.

Trusted Advisors Within Tribunals

Our expertise is recognised not only in advocacy but also within the tribunal system itself. Members of Chambers are regularly appointed as:

• Chairs of disciplinary panels
• Legal assessors
• Independent advisors

This insight gives us a unique perspective on tribunal decision-making, which we leverage to the benefit of our clients.

Training & Industry Engagement

We work in close partnership with the Securities Industry Management Association (SIMA), delivering specialist training and presentations within the wealth management sector. Our training focuses on FCA compliance, regulatory risk, and misconduct proceedings, equipping organisations and professionals with the knowledge to navigate an increasingly complex regulatory landscape.

A Client-Centred Approach

We understand that regulatory proceedings can be professionally critical and personally challenging. Allegations of misconduct often bring significant stress, uncertainty, and reputational risk.

Our approach is built on:

• Clear, practical advice
• Responsive communication
• Sensitivity to the pressures faced by our clients
• Efficient case management to minimise delay

We are committed to supporting our clients throughout the process, combining legal excellence with genuine understanding and reassurance.

Direct Access to Barristers

Many members of our team are Public Access qualified, enabling regulated professionals to instruct us directly without the need for a solicitor in appropriate cases. This provides a cost-effective and efficient route to specialist representation.

To instruct a member of our regulatory team, please contact the clerking team at clerks@greatjames.co.uk or on 0207 440 4949.